Regulatory Context
We are a Wealth Management and Investment Advisory firm duly established and operating under the applicable laws and regulations of Switzerland, particularly the recently enacted Financial Services Act (FinSA) and the Financial Institutions Act (FinIA), we are expecting to receive momentarily the newly required license from the Swiss Financial market Supervisory Authority (FINMA). Furthermore, we are under the supervision of the AOOS - Société anonyme suisse de surveillance -, who is supervised and has been authorized by FINMA, and we are affiliated with the Ombud Finance Switzerland OFS, a mediation body.